Average Ratings 0 Ratings
Average Ratings 0 Ratings
Description
The FIS Trading Compliance Manager is an all-encompassing, web-driven solution for regulatory surveillance and compliance across multiple asset classes, aimed at assisting sell-side financial institutions in identifying, tracking, and addressing possible trading infractions throughout the entire order lifecycle by merging alerts with extensive market and client information. This innovative platform delivers comprehensive trade surveillance, regulatory reporting, and supervisory controls, facilitating daily reviews, post-trade evaluations, best execution assessments, and adherence to regulations such as RegNMS, RegSHO, and market manipulation statutes, while also accommodating data requests like Electronic Blue Sheets (EBS) and OATS. By providing a centralized, permission-based environment, it enhances oversight capabilities, minimizes risk, and reduces manual processes for firms. Furthermore, the system's ability to deliver a holistic perspective on order placements and trading behavior, combined with strong alert mechanisms and integrated data storage, empowers organizations to optimize their compliance workflows, elevate the quality of execution data, bolster management reporting, and diminish reputational risks in the process. Ultimately, this solution is essential for navigating the intricate landscape of trading compliance effectively.
Description
FalconX leverages advanced data science to offer unparalleled point-in-time execution within the cryptocurrency sector. Their comprehensive institutional trading platform features round-the-clock human assistance and provides secure and adaptable settlement options. With a straightforward yet robust trading interface, there are no hidden charges or slippage involved. It has gained the trust of numerous top-tier institutional crypto traders globally. Clients can engage with a single counterparty for straightforward, immediate execution at guaranteed rates. The platform grants access to substantial liquidity via the industry’s foremost pricing engine. Additionally, it ensures a quick, secure, and adaptable post-trade settlement process at any hour. Users can integrate, trade, and settle with full white-glove support whenever and wherever they require. This creates a secure, stable, and efficient settlement workflow. FalconX also meets the post-trade, weekend, and flexible settlement needs that institutional traders anticipate, solidifying its position as a leader in the market. Ultimately, FalconX is dedicated to enhancing the trading experience with innovative solutions tailored to meet the evolving demands of institutional clients.
API Access
Has API
API Access
Has API
Integrations
AlphaPoint
Canton
CoinRoutes
Crypto Backoffice
CryptoTax360°
Nuant
Tres Finance
Integrations
AlphaPoint
Canton
CoinRoutes
Crypto Backoffice
CryptoTax360°
Nuant
Tres Finance
Pricing Details
No price information available.
Free Trial
Free Version
Pricing Details
No price information available.
Free Trial
Free Version
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Deployment
Web-Based
On-Premises
iPhone App
iPad App
Android App
Windows
Mac
Linux
Chromebook
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Customer Support
Business Hours
Live Rep (24/7)
Online Support
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Types of Training
Training Docs
Webinars
Live Training (Online)
In Person
Vendor Details
Company Name
FIS
Founded
1968
Country
United States
Website
www.fisglobal.com/products/fis-compliance-suite/fis-trading-compliance-manager
Vendor Details
Company Name
FalconX
Founded
2018
Country
United States
Website
falconx.io
Product Features
Product Features
Algorithmic Trading
2-Click Trading
Analyst on Demand
Auto Fibs
Auto Trend Lines
Backtesting
Basket Trading
Drawing Tools
Pattern Tools
Stock Screener
Trading From Charts